Securities Investor Protection
Download and Read Securities Investor Protection full books in PDF, ePUB, and Kindle. Read online free Securities Investor Protection ebook anywhere anytime directly on your device. We cannot guarantee that every ebooks is available!
Securities Investor Protection
Author | : Richard J. Hillman |
Publisher | : DIANE Publishing |
Total Pages | : 100 |
Release | : 2001-09 |
Genre | : Business & Economics |
ISBN | : 9780756716813 |
Download Securities Investor Protection Book in PDF, Epub and Kindle
Assesses the operations of the Securities Investor Protection Corp. (SIPC), established in 1970. It discusses: (1) the basis for SIPC policies involving unauthorized trading and the extent that these policies are disclosed to investors; (2) the basis for SIPC policies involving the affiliates of SIPC member firms and the extent that these policies are disclosed to investors; (3) the SECs oversight of SIPC; and (4) the disclosure rules for SIPC, the FDIC, and state insurance guarantee associations, as well as the related implications for consumers as the financial services industry consolidates. Includes recommendations to the SIPC and the SEC regarding disclosure of SIPC policies and SEC's SIPC oversight.
Securities Investor Protection Related Books
Pages: 100
Pages: 16
Pages: 100
Pages: 42
Pages: 40